Human Resources – Legal Requirements & Compliance Assessment

Assessment Introduction

    Page 1

    Welcome to the Human Resources – Legal Requirements & Compliance IQRM!

    The leadership team of any firm should be aware of the common exposures relating to human resources and compliance.  When addressing these types of exposures, it is vital that a risk advisor support your organization when considering strategies to reduce, avoid, retain, or transfer these risks.

    Please click below to begin a 7 statement survey to gain your organization’s IQRM Effectiveness Risk Audit Score for Human Resources – Legal Requirements & Compliance.

    Question 1

    My organization effectively tracks employee counts, accurately classifies employees, offers comprehensive health coverage, maintains precise records, deeply understands shared responsibility provisions, and ensures readiness for reporting requirements.

    Question 2

    My organization is dedicated to HIPAA compliance by ensuring meticulous handling, accurate classification, and secure record-keeping of protected health information (PHI). We effectively maintain comprehensive measures to understand and implement HIPAA's privacy and security provisions, guaranteeing readiness for audits and adherence to regulatory requirements.

    Question 3

    Within our organization, we prioritize ADA compliance by actively providing accommodations, preventing discrimination, and promoting an inclusive workplace for individuals with disabilities.  Our commitment includes proactive measures to ensure compliance with ADA's reasonable accommodation provisions and a culture that values diversity and equality.

    Question 4

    My organization is dedicated to FMLA compliance by providing eligible employees with rightful leave and ensuring their seamless reinstatement. We successfully maintain meticulous adherence to FMLA provisions, offering comprehensive leave, supporting documentation practices, and guaranteeing reinstatement rights, reinforcing our commitment to employee well-being and statutory obligations.

    Question 5

    My organization prioritizes FLSA compliance by accurately classifying employees, ensuring fair compensation practices, and maintaining meticulous records of hours worked. We adhere rigorously to FLSA regulations, guaranteeing fair wages, proper overtime compensation, and precise classification of employees, underscoring our commitment to upholding labor standards and legal obligations.

    Question 6

    My organization is committed to proactive readiness for DOL audits by maintaining meticulous records, ensuring accurate wage and hour practices, and adhering to labor laws rigorously.  We effectively prioritize internal compliance checks, robust documentation, and stringent adherence to regulations, ensuring readiness and confidence during potential Department of Labor audits.

    Question 7

    My organization is deeply committed to ERISA compliance by meticulously administering employee benefit plans, ensuring accurate disclosures, and fulfilling fiduciary responsibilities. We effectively prioritize comprehensive compliance checks, transparent disclosures, and diligent adherence to ERISA requirements, affirming our commitment to safeguarding employee benefits and upholding fiduciary standards.

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